{\rtf1\deflang1033\deflangfe1033\margl720\margr720\margt360\margb360{\stylesheet{\fs20\lang1033\snext0 Normal;} {\s1\sb240\keepn{\*\pn \pnlvl1\pndec\pnprev1\pnstart1\pnsp144}\b\f0\fs30\lang1033 \sbasedon0\snext0 heading 1;} {\s2\sb200\keepn{\*\pn \pnlvl2\pndec\pnprev1\pnstart1\pnsp144{\pntxtb.}}\b\f0\fs26\lang1033 \sbasedon0\snext0 heading 2;} {\s3\sb180\keepn{\*\pn \pnlvl3\pndec\pnprev1\pnstart1\pnsp144{\pntxtb.}}\b\f0\fs22\lang1033 \sbasedon0\snext0 heading 3;} {\s4\sb160\keepn{\*\pn \pnlvl4\pnucltr\pnprev1\pnstart1\pnsp144{\pntxtb.}}\b\f0\fs22\lang1033 \sbasedon0\snext0 heading 4;} {\s5\sb140\keepn{\*\pn \pnlvl5\pncltr\pnprev1\pnstart1\pnsp144}\b\f0\fs20\lang1033 \sbasedon0\snext0 heading 5;} {\s6\tqc\lang1033\sbasedon0\snext6 footer;} {\*\cs16 \additive\super\sbasedon10 footnote reference;} {\*\cs18 \additive\sbasedon10 page number;}} {\fonttbl{\f0\fnil Times New Roman;}{\f1\fnil Courier New}{\f2005\fnil Courier New;}{\f2010\fnil Wingdings;}{\f2020\fnil Webdings;}{\f2\fnil Arial;}{\f3\fnil Arial;}{\f4\fnil LucidaHandwriting;}{\f5\fnil Symbol;}{\f6\fnil Symbol;}{\f7\fnil Ferdsch;}{\f30\fnil Myriad Cn Semibold;}{\f31\fnil Myriad Roman;}{\f50\fnil Courier New;}{\f51\fnil Times New Roman;}{\f52\fnil Arial;}{\f53\fnil Symbol;}{\f54\fnil Wingdings;}{\f55\fnil Wingdings 2;}{\f56\fnil Wingdings 3;}{\f57\fnil Webdings;}{\f58\fnil Arial Narrow;}{\f59\fnil Arial Unicode MS;}{\f60\fnil Cyberbit;}{\f61\fnil Morningstar 1U Light;}{\f62\fnil Calibri;}} {\colortbl;\red0\green0\blue0;\red127\green0\blue0;\red0\green0\blue255;\red127\green127\blue127;\red0\green51\blue153;\red255\green204\blue0;\red255\green255\blue255;\red246\green244\blue236;\red0\green0\blue0;} {\*\bkmkstart filing_1}{\*\bkmkend filing_1}{\*\bkmkstart doc_1_1}{\*\bkmkend doc_1_1}\plain\cf1\f51\fs20\ql SEC Form 3 \par\pard\plain {\trowd\cellx2097\clvertalc\cellx8255\cellx10800\trrh-1350 \pard\plain\intbl\cf1\f51\fs20\qc FORM 3\cell\pard\plain\intbl\cf1\f51\fs20\qc UNITED STATES SECURITIES AND EXCHANGE COMMISSION \par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc Washington, D.C. 20549 \par\pard\plain\intbl\fs16 \par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF\plain\intbl\cf1\f51\fs20\qc SECURITIES \par\pard\plain\intbl\fs16 \par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 \par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc or Section 30(h) of the Investment Company Act of 1940\cell \pard\plain\intbl {\trowd\trqc\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx1947\trrh292\itap2 \pard\plain\intbl\cf1\f51\fs20\ql OMB APPROVAL\itap2\nestcell{\nonesttables \par }{ {\trowd\trqc\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx1947\trrh292\nestrow{\nonesttables \par }}}} {\trowd\trqc\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx1947\trrh585\itap2 \pard\plain\intbl {\trowd\cellx872\cellx1829\trrh540\itap3 \pard\plain\intbl\cf1\f51\fs20\ql OMB\plain\intbl\cf1\f51\fs20\ql Number:\itap3\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql 3235-0104\itap3\nestcell{\nonesttables \par }{ {\trowd\cellx872\cellx1829\trrh540\nestrow{\nonesttables \par }}}} {\trowd\cellx1730\trrh540\itap3 \pard\plain\intbl\cf1\f51\fs20\ql Estimated average\plain\intbl\cf1\f51\fs20\ql burden\itap3\nestcell{\nonesttables \par }{ {\trowd\cellx1730\trrh540\nestrow{\nonesttables \par }}}} {\trowd\cellx872\cellx1829\trrh540\itap3 \pard\plain\intbl\cf1\f51\fs20\ql hours per\plain\intbl\cf1\f51\fs20\ql response:\itap3\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql 0.5\itap3\nestcell{\nonesttables \par }{ {\trowd\cellx872\cellx1829\trrh540\nestrow{\nonesttables \par }}}}\itap2\nestcell{\nonesttables \par }{ {\trowd\trqc\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx1947\trrh585\nestrow{\nonesttables \par }}}}\cell{ {\trowd\cellx2097\clvertalc\cellx8255\cellx10800\trrh1350\row}}} \pard\plain {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx3240\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx5029\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10193\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10798\trrh292 \pard\plain\intbl\cf1\f51\fs20\ql 1. Name and Address of Reporting\plain\intbl\cf1\f51\fs20\ql Person\plain\intbl\cf1\f51\fs13\ql\super * \par\pard\plain\intbl {\trowd\cellx3040\trrh292\itap2 \pard\plain\intbl\ul{\field{\*\fldinst HYPERLINK \\l "browse_edgar_action_getcompany_a" }{\*\fldrslt\cf3\f51\fs20\ql Smith Cynthia}}\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx3040\trrh292\nestrow{\nonesttables \par }}}}\par\pard\plain\intbl\f0\fs4\par\pard\plain\intbl\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\intbl\f0\fs4\par\intbl \par\pard\plain\intbl {\trowd\cellx1013\cellx2026\cellx3040\trrh292\itap2 \pard\plain\intbl\cf1\f51\fs20\ql (Last)\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql (First)\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql (Middle)\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx1013\cellx2026\cellx3040\trrh292\nestrow{\nonesttables \par }}}} \pard\plain\intbl {\trowd\cellx3040\trrh540\itap2 \pard\plain\intbl\cf1\f51\fs20\ql C/O AKEBIA THERAPEUTICS,\plain\intbl\cf1\f51\fs20\ql INC\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx3040\trrh540\nestrow{\nonesttables \par }}}} {\trowd\cellx3040\trrh292\itap2 \pard\plain\intbl\cf1\f51\fs20\ql 245 FIRST STREET\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx3040\trrh292\nestrow{\nonesttables \par }}}}\par\pard\plain\intbl\f0\fs4\par\pard\plain\intbl\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\intbl\f0\fs4\par\intbl\pard\plain\intbl\cf1\f51\fs20\ql (Street) \par\pard\plain\intbl {\trowd\cellx1240\cellx2063\cellx3040\trrh292\itap2 \pard\plain\intbl\cf1\f51\fs20\ql CAMBRIDGE\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql MA\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql 02142\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx1240\cellx2063\cellx3040\trrh292\nestrow{\nonesttables \par }}}}\par\pard\plain\intbl\f0\fs4\par\pard\plain\intbl\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\intbl\f0\fs4\par\intbl \par\pard\plain\intbl {\trowd\cellx1013\cellx2026\cellx3040\trrh292\itap2 \pard\plain\intbl\cf1\f51\fs20\ql (City)\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql (State)\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql (Zip)\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx1013\cellx2026\cellx3040\trrh292\nestrow{\nonesttables \par }}}}\cell\pard\plain\intbl\cf1\f51\fs20\ql 2. Date of Event\plain\intbl\cf1\f51\fs20\ql Requiring\plain\intbl\cf1\f51\fs20\ql Statement\plain\intbl\cf1\f51\fs20\ql (Month/Day/Year) \par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql 08/28/2018\cell\pard\plain\intbl\cf1\f51\fs20\ql 3. Issuer Name\plain\intbl\cf1\f51\fs20\b\ql and\plain\intbl\cf1\f51\fs20\ql Ticker or Trading Symbol \par\pard\plain\intbl\fs16\pard\plain\intbl\ul{\field{\*\fldinst HYPERLINK \\l "browse_edgar_action_getcompany_a" }{\*\fldrslt\cf3\f51\fs20\ql Akebia Therapeutics, Inc. [ AKBA ]}}\cell\pard\plain\intbl\f0\fs16\ql \~\cell{ {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx3240\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx5029\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10193\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10798\trrh292\row}}} {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmrg\cellx3240\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmrg\cellx5029\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx8269\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10193\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10394\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10595\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10800\trrh45 \pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql 4. Relationship of Reporting\plain\intbl\cf1\f51\fs20\ql Person(s) to Issuer \par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql (Check all applicable) \par\pard\plain\intbl {\trowd\cellx455\cellx1518\cellx1973\cellx3040\trrh540\itap2 \pard\plain\intbl\cf1\f51\fs20\qc X\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql Director\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\f0\fs16\ql \~\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql 10%\plain\intbl\cf1\f51\fs20\ql Owner\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx455\cellx1518\cellx1973\cellx3040\trrh540\nestrow{\nonesttables \par }}}} {\trowd\cellx455\cellx1518\cellx1973\cellx3040\trrh788\itap2 \pard\plain\intbl\f0\fs16\ql \~\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql Officer\plain\intbl\cf1\f51\fs20\ql (give title\plain\intbl\cf1\f51\fs20\ql below)\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\f0\fs16\ql \~\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql Other\plain\intbl\cf1\f51\fs20\ql (specify\plain\intbl\cf1\f51\fs20\ql below)\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx455\cellx1518\cellx1973\cellx3040\trrh788\nestrow{\nonesttables \par }}}} {\trowd\cellx3039\trrh45\itap2 \pard\plain\intbl\f0\fs16\ql \~\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx3039\trrh45\nestrow{\nonesttables \par }}}}\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql 5. If Amendment,\plain\intbl\cf1\f51\fs20\ql Date of Original\plain\intbl\cf1\f51\fs20\ql Filed\plain\intbl\cf1\f51\fs20\ql (Month/Day/Year) \par\pard\plain\intbl\fs16\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{ {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmrg\cellx3240\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmrg\cellx5029\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx8269\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10193\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10394\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10595\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10800\trrh45\row}}} {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx3240\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx5029\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx8269\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10193\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10394\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10595\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10800\trrh1080 \pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql 6. Individual or\plain\intbl\cf1\f51\fs20\ql Joint/Group Filing\plain\intbl\cf1\f51\fs20\ql (Check Applicable\plain\intbl\cf1\f51\fs20\ql Line) \par\pard\plain\intbl {\trowd\cellx258\cellx1724\trrh788\itap2 \pard\plain\intbl\cf1\f51\fs20\qc X\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql Form filed by\plain\intbl\cf1\f51\fs20\ql One Reporting\plain\intbl\cf1\f51\fs20\ql Person\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx258\cellx1724\trrh788\nestrow{\nonesttables \par }}}} {\trowd\cellx258\cellx1724\trrh1035\itap2 \pard\plain\intbl\f0\fs16\ql \~\itap2\nestcell{\nonesttables \par }\pard\plain\intbl\cf1\f51\fs20\ql Form filed by\plain\intbl\cf1\f51\fs20\ql More than One\plain\intbl\cf1\f51\fs20\ql Reporting\plain\intbl\cf1\f51\fs20\ql Person\itap2\nestcell{\nonesttables \par }{ {\trowd\cellx258\cellx1724\trrh1035\nestrow{\nonesttables \par }}}}\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{ {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx3240\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx5029\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx8269\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10193\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10394\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10595\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10800\trrh1080\row}}} \pard\plain {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10407\trrh360 \pard\plain\intbl\cf1\f51\fs20\b\qc Table I - Non-Derivative Securities Beneficially Owned\cell{ {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10407\trrh360\row}}} {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx4553\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx6526\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx7707\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10800\trrh1845 \pard\plain\intbl\cf1\f51\fs20\b\ql 1. Title of Security (Instr. 4)\cell\pard\plain\intbl\cf1\f51\fs20\b\ql 2. Amount of\plain\intbl\cf1\f51\fs20\b\ql Securities\plain\intbl\cf1\f51\fs20\b\ql Beneficially Owned\plain\intbl\cf1\f51\fs20\b\ql (Instr. 4)\cell\pard\plain\intbl\cf1\f51\fs20\b\ql 3.\plain\intbl\cf1\f51\fs20\b\ql Ownership\plain\intbl\cf1\f51\fs20\b\ql Form:\plain\intbl\cf1\f51\fs20\b\ql Direct (D)\plain\intbl\cf1\f51\fs20\b\ql or Indirect\plain\intbl\cf1\f51\fs20\b\ql (I) (Instr.\plain\intbl\cf1\f51\fs20\b\ql 5)\cell\pard\plain\intbl\cf1\f51\fs20\b\ql 4. Nature of Indirect\plain\intbl\cf1\f51\fs20\b\ql Beneficial Ownership (Instr.\plain\intbl\cf1\f51\fs20\b\ql 5)\cell{ {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx4553\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx6526\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx7707\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10800\trrh1845\row}}} \pard\plain {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx9984\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10800\trrh608 \pard\plain\intbl\cf1\f51\fs20\b\qc Table II - Derivative Securities Beneficially Owned \par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\b\qc (e.g., puts, calls, warrants, options, convertible securities)\cell\pard\plain\intbl\f0\fs16\ql \~\cell{ {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx9984\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10800\trrh608\row}}} {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx2309\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx4399\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx6559\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx7657\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx8724\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx9983\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10800\trrh1102 \pard\plain\intbl\cf1\f51\fs20\b\ql 1. Title of Derivative\plain\intbl\cf1\f51\fs20\b\ql Security (Instr. 4)\cell\pard\plain\intbl\cf1\f51\fs20\b\ql 2. Date Exercisable\plain\intbl\cf1\f51\fs20\b\ql and Expiration Date\plain\intbl\cf1\f51\fs20\b\ql (Month/Day/Year)\cell\pard\plain\intbl\cf1\f51\fs20\b\ql 3. Title and Amount\plain\intbl\cf1\f51\fs20\b\ql of Securities\plain\intbl\cf1\f51\fs20\b\ql Underlying Derivative\plain\intbl\cf1\f51\fs20\b\ql Security (Instr. 4)\cell\pard\plain\intbl\cf1\f51\fs20\b\ql 4.\plain\intbl\cf1\f51\fs20\b\ql Conversion\plain\intbl\cf1\f51\fs20\b\ql or\plain\intbl\cf1\f51\fs20\b\ql Exercise\plain\intbl\cf1\f51\fs20\b\ql Price of\plain\intbl\cf1\f51\fs20\b\ql Derivative\plain\intbl\cf1\f51\fs20\b\ql Security\cell\pard\plain\intbl\cf1\f51\fs20\b\ql 5.\plain\intbl\cf1\f51\fs20\b\ql Ownership\plain\intbl\cf1\f51\fs20\b\ql Form:\plain\intbl\cf1\f51\fs20\b\ql Direct\plain\intbl\cf1\f51\fs20\b\ql (D) or\plain\intbl\cf1\f51\fs20\b\ql Indirect\plain\intbl\cf1\f51\fs20\b\ql (I) (Instr.\plain\intbl\cf1\f51\fs20\b\ql 5)\cell\pard\plain\intbl\cf1\f51\fs20\b\ql 6. Nature\plain\intbl\cf1\f51\fs20\b\ql of Indirect\plain\intbl\cf1\f51\fs20\b\ql Beneficial\plain\intbl\cf1\f51\fs20\b\ql Ownership\plain\intbl\cf1\f51\fs20\b\ql (Instr. 5)\cell\pard\plain\intbl\f0\fs16\ql \~\cell{ {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx2309\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx4399\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx6559\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx7657\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx8724\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clvmgf\cellx9983\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\cellx10800\trrh1102\row}}} {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx2309\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalb\cellx3417\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalb\cellx4398\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalb\cellx5707\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalb\cellx6557\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx7655\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx8722\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx9981\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10800\trrh1350 \pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\b\qc Date\plain\intbl\cf1\f51\fs20\b\qc Exercisable\cell\pard\plain\intbl\cf1\f51\fs20\b\qc Expiration\plain\intbl\cf1\f51\fs20\b\qc Date\cell\pard\plain\intbl\cf1\f51\fs20\b\qc Title\cell\pard\plain\intbl\cf1\f51\fs20\b\qc Amount\plain\intbl\cf1\f51\fs20\b\qc or\plain\intbl\cf1\f51\fs20\b\qc Number\plain\intbl\cf1\f51\fs20\b\qc of\plain\intbl\cf1\f51\fs20\b\qc Shares\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{ {\trowd\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx2309\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalb\cellx3417\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalb\cellx4398\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalb\cellx5707\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalb\cellx6557\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx7655\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx8722\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvmrg\cellx9981\clbrdrt\brdrs\brdrcf1\clbrdrl\brdrs\brdrcf1\clbrdrr\brdrs\brdrcf1\clbrdrb\brdrs\brdrcf1\clvertalc\cellx10800\trrh1350\row}}} \pard\plain {\trowd\clvertalc\cellx10800\trrh292 \pard\plain\intbl\cf1\f51\fs20\b\ql Explanation of Responses:\cell{ {\trowd\clvertalc\cellx10800\trrh292\row}}} {\trowd\clvertalc\cellx10800\trrh292 \pard\plain\intbl\cf1\f51\fs20\b\ql Remarks:\cell{ {\trowd\clvertalc\cellx10800\trrh292\row}}} {\trowd\clvertalc\cellx10800\trrh292 \pard\plain\intbl\cf1\f51\fs20\ql Exhibit List - Exhibit 24 - Limited Power of Attorney.\cell{ {\trowd\clvertalc\cellx10800\trrh292\row}}} {\trowd\clvertalc\cellx10800\trrh292 \pard\plain\intbl\cf1\f51\fs20\b\ql No securities are beneficially owned.\cell{ {\trowd\clvertalc\cellx10800\trrh292\row}}} \pard\plain {\trowd\clvertalc\cellx6480\clvertalc\cellx8640\clvertalc\cellx10800\trrh788 \pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ul\ql John P. Butler,\plain\intbl\cf1\f51\fs20\ul\ql Attorney-in-Fact for\plain\intbl\cf1\f51\fs20\ul\ql Cynthia Smith\cell\pard\plain\intbl\cf1\f51\fs20\ul\ql 08/29/2018\cell{ {\trowd\clvertalc\cellx6480\clvertalc\cellx8640\clvertalc\cellx10800\trrh788\row}}} {\trowd\clvertalc\cellx6480\clvertalc\cellx8640\clvertalc\cellx10800\trrh540 \pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql ** Signature of\plain\intbl\cf1\f51\fs20\ql Reporting Person\cell\pard\plain\intbl\cf1\f51\fs20\ql Date\cell{ {\trowd\clvertalc\cellx6480\clvertalc\cellx8640\clvertalc\cellx10800\trrh540\row}}} {\trowd\clvertalc\cellx10800\trrh292 \pard\plain\intbl\cf1\f51\fs20\ql Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.\cell{ {\trowd\clvertalc\cellx10800\trrh292\row}}} {\trowd\clvertalc\cellx10800\trrh292 \pard\plain\intbl\cf1\f51\fs20\ql * If the form is filed by more than one reporting person,\plain\intbl\cf1\f51\fs20\i\ql see\plain\intbl\cf1\f51\fs20\ql Instruction 5 (b)(v).\cell{ {\trowd\clvertalc\cellx10800\trrh292\row}}} {\trowd\clvertalc\cellx10800\trrh540 \pard\plain\intbl\cf1\f51\fs20\ql ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations\plain\intbl\cf1\f51\fs20\i\ql See\plain\intbl\cf1\f51\fs20\ql 18 U.S.C. 1001 and 15 U.S.C.\plain\intbl\cf1\f51\fs20\ql 78ff(a).\cell{ {\trowd\clvertalc\cellx10800\trrh540\row}}} {\trowd\clvertalc\cellx10800\trrh540 \pard\plain\intbl\cf1\f51\fs20\ql Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,\plain\intbl\cf1\f51\fs20\i\ql see\plain\intbl\cf1\f51\fs20\ql Instruction 6 for\plain\intbl\cf1\f51\fs20\ql procedure.\cell{ {\trowd\clvertalc\cellx10800\trrh540\row}}} {\trowd\clvertalc\cellx10800\trrh540 \pard\plain\intbl\cf1\f51\fs20\b\ql Persons who respond to the collection of information contained in this form are not required to respond unless the form\plain\intbl\cf1\f51\fs20\b\ql displays a currently valid OMB Number.\cell{ {\trowd\clvertalc\cellx10800\trrh540\row}}}}